January 2019

Regulation Management

The Risk Management function received several updates before the end of 2018 starting with its name. Since factors other than risk are managed within the function, Risk Management was renamed Regulation Management. Along with the name change, several user interface enhancements were made including, but not limited to, the elimination of Category/Location selection, new graphs to illustrate risk/compliance level and overall Category management progress, and the redesign of Action Buttons within a Category section drilldown. Screenshots are placed below for visual reference.

Regulation Management Software Regulation Management Software


Documents saved throughout the application now have the option to link with multiple Regulation Categories and sub-sections. This enhancement is most easily seen when editing an item from the Documentation function.


An Event ID number has been added to all Events within the application. The ID can be seen from the Events dashboard and when selecting an individual Event.

Audits / ComplyAssistant Mobile

ComplyAssistant Mobile’s Instruction Manual is available for your reference by Clicking Here.